Category: Arbitration: Disclosures

Arbitration/Disclosure/Standard of Review:  Court Of Appeal Agrees There Is No Basis To Disqualify Arbitrator For Failing To Disclose.

    Bon Ton Burlesquers.  c1898.  Library of Congress.             The Court of Appeal applies a de novo standard of review to arbitrator disclosure issues (unless the trial court’s decision is based upon disputed facts, in which case a substantial evidence standard or review applies).  In Mitchell Anthony Productions LLC v. Jennifer Hamilton, B269969 (2/5  4/12/17) […]

Arbitration, Vacatur, Disclosures: No Violation Of Mandatory Disclosure Requirements By Arbitrator Awarding $7M To Manatt Against Client

Vacating The Award Would Have Required That The Arbitrator Be Actually Aware Of A Ground For Disqualification That The Arbitrator Did Not Disclose.      ECC Capital, a former client of Manatt, Phelps & Phillips, LLP (Manatt) appealed from a superior court judgment confirming a final arbitration award of almost $7M against ECC and its subsidiary, […]

Arbitration, FINRA, FAA: Ninth Circuit Holds Arbitration Award Must Be Vacated Because The Arbitration Hearing Was Chaired By An Impostor

Ninth Circuit Allows Equitable Tolling For Claim To Vacate Award Brought More Than Four Years After Entry Of Award. Fraud against Truth.  Currier & Ives.  1872.  Library of Congress.       Yikes! In 2009, Move, Inc. lost a multi-million dollar securities claim before a three-member FINRA (Financial Industry Regulatory Authority) arbitration panel.  In 2014, Move learned […]

Arbitration, Vacatur, Continuances, Disclosures: Fifth District Holds Trial Court Properly Confirmed Arbitration Award, Notwithstanding Arbitrator’s Denial Of Postponement And Refusal To Disqualify Himself

  Arbitrator Made Disclosures “In Abundance of Caution.”      One basis for vacating an arbitration award is when the arbitrator’s denial of a postponement results in substantial prejudice.  Another basis for vacating an award is when the arbitrator is obligated to disqualify himself and fails to do so.  In McElvany, Inc. v. Hassan Ahmadi et […]

Arbitration/Standard Of Review/MFAA: Arbitrator’s Error In Stating Amount Of Fees Paid By Client Not A Reason To Overturn Arbitrator’s Award In Attorney-Client Fee Dispute

But Court’s Decision On Fee Award Is Vacated, Because There Was No Reasonable Basis For Assigning Different Hourly Rates To Two Attorneys.      Baxter v. Bock, A142372, A142984, A143689 (1/1 May 18, 2016) (Margulies, Humes, Dondero) (unpublished) rather starkly illustrates the application of different standards of review to the arbitration award in an attorney’s fees […]

Arbitration/Disclosure: Arbitrator Whose Practice Involved Representing Lawyers Against Lawyers Did Not Have To Disclose That Fact In Arbitration Involving Lawyer Versus Client Fee Dispute

Dissent By Justice Rubin Emphasizes That Disclosure Rules Must Be Broader Than Disqualification Rules      I have a sidebar category for “disclosures.”  Perhaps I should add one for “disqualification”, because as the lengthy dissent of Justice Rubin explains in Safarian, Choi & Bolstad, LLP v. Minassian, No. B262526 (2/8 April 7, 2016) (Bigelow, P.J.) (unpublished), […]

Arbitration/Disclosures: Arbitrator’s Failure To Timely Disclose He Attended Memorial Service For Attorney Directly Implicated In Legal Malpractice Claim Results In Reversal Of Order Confirming Award

No Good Deed Goes Unpunished . . .        Here, the Court of Appeal reverses the order affirming the arbitrator’s award because the arbitrator, distinguished retired judge Eli Chernow, failed to timely disclose that he had attended the memorial service for attorney Steven Knowles, who “was directly implicated in the legal malpractice claim” brought by […]

Arbitration/Disclosure/Vacatur: Judgment Confirming Arbitration Award Is Affirmed, Notwithstanding Objections About Arbitrator’s Alleged Lack of Disclosure And Failure To Grant Postponement

Want A Postponement?  Gotta Ask For It      An arbitrator’s failure to timely disclose a basis for disqualification and an arbitrator’s failure to grant a reasonable continuance in the proceedings may be grounds for vacating an arbitration award.  Both issues were at play in Lawyers’ Mutual Insurance Company v. Law Offices of Diana Courteau, Case […]

Arbitration/Disclosure/Waiver: 5th District Narrowly Construes Statutory Language That Ethics Requirements Applicable To Arbitrators “Are Nonnegotiable And Shall Not Be Waived”, Concluding Certain Disclosure Requirements Can Be Waived

It All Depends On What “Waiver” Means      In United Health Centers Of The San Joaquin Valley, Inc. v. Superior Court of Fresno County, Case No. FO67763 (5th Dist. Aug. 25, 2014) (Gomes, Kane, Detjen), Dr. Jennifer Vradenburg-Haworth, the Real Party in Interest, sued her employer UHC in a wrongful termination case, was compelled to […]