Arbitration/Disclosures/FINRA: San Diego Superior Court Overturns $5M Award To Brokers Because Of Failure To Disclose Relationship By Arbitrator

FINRA Begin Again?      On June 21, 2012, we posted about a $5M award by FINRA to brokers John Paladino and Todd G. Vitale.  FINRA is the Financial Industry Regulatory Authority, and its awards are generally difficult to overturn.  However, San Diego Judge Lisa Schall has overturned the award, based on the failure of one […]